>> GENEALOG File: ethnic-c (ethnic-cleansing) >> >> From dsinc.dsi.com!cdin-1!icdi10.compu.com!fr Mon Jul 19 23:44:23 1993 >> From: fr@icdi10.compu.com (Fred Rump from home) >> > >From: dbd@urartu.sdpa.org (David Davidian) > >Subject: _A Brief History of Ethnic Cleansing_ > >Organization: S.D.P.A. Center for Regional Studies > >Date: Wed, 14 Jul 1993 17:52:58 GMT > > From: _Foreign Affairs_, Summer 1993, page 110 > > _A Brief History of Ethnic Cleansing_ > > by Andrew Bell-Fialkoff [formerly a Research Fellow at the Center for the > Study of Small States, is a doctoral candidate specializing in ethnic > conflict at Boston University]. > > > REVISITING THE SINS OF ANTIQUITY > > THE SERBIAN CAMPAIGN to "cleanse" a territory of another ethnic group, while > gruesome and tragic, is historically speaking neither new nor remarkable. > Population removal and transfer have occurred in history more often than is > generally acknowledged. The central aim of the Serbian campaign to eliminate a > population from the "homeland" in order to create a more secure, ethnically > homogeneous static is in some ways as old as antiquity. Moreover, despite > greater international attention and condemnation, such campaigns have only > intensified in the late nineteenth and twentieth centuries. > > Despite its recurrence, ethnic cleansing nonetheless defies easy definition. > At one end it is virtually indistinguishable from forced emigration and > population exchange while at the other it merges with deportation and > genocide. At the most general level, however, ethnic cleansing can be > understood as the expulsion of an "undesirable" population from a given > territory due to religious or ethnic discrimination, political, strategic or > ideological considerations, or a combination of these. > > Under this definition, then, the slow dispersal and annihilation of North > America's indigenous population was indeed ethnic cleansing. In their efforts > to gain and secure the frontier, American settlers "cleansed" most Indians > from their lands, even though the process was slow and, until the nineteenth > century, carried out mainly under private initiative. On the other hand, the > removal of thousands of Africans from their home continent, however harsh and > despite the fact that it denuded many regions of their original inhabitants, > would not be considered ethnic cleansing. The aim was to import a desired > slave population, not to expel any particular group. > > Ethnic cleansing has taken many forms. The forced resettlement of a > "politically unreliable" population -- one conquered and incorporated into an > empire yet still likely to rebel -- dates from the eighth century BC. That > practice was revived, however, as late as the 1940s in the Soviet Union. As > part of a general process toward greater homogeneity within states that began > in the Middle Ages, "ethnic" cleansing took on medieval notions of religious > purity, targeting minorities of "nonbelievers," whether Catholic or > Protestant, Muslim or Jew. With the profound secularization of the modern > world, cleansing later manifested itself in political ideology, namely as part > of communism and fascism. > > Nationalism, too, as a kind of modern religion, contains quasi-spiritual > aspects that lend to its most extreme manifestation a desire to "purify" the > nation of "alien" groups. The important difference between modern ethnic > cleansing and the patterns established in the Middle Ages is that in religious > cleansing a population often had the choice of conversion. In purely ethnic > cleansing that option does not exist; a population must move or die. > > FROM ASSYRIA TO SERBIA > > HISTORICAL CONTEXT should help illustrate ethnic cleansings long evolution, > motivations and various expressions, as well as its return to Europe on the > cusp of the 21st century. Many of today's liberal democratic states have, at > some point in their histories, conducted campaigns to displace religious or > ethnic minorities, events from which virtually no European nation has been > exempt. > > The earliest example was cleansing carried out by Tiglath-Pileser III (745-727 > BC), the first Assyrian ruler to make forced resettlement a state policy. > Under his reign about half the population of a conquered land would be carried > off, and its place taken by settlers from another region. Tiglath's heirs > continued this policy and, over the centuries, so too did the Babylonians, > Greeks and Romans, although not always on the same scale and often for the > prevailing economic reason of slavery. > > Once these ancient empires had rent the organic links among ethnicity, belief > and political citizenship, religion became the primary basis of collective > identity. In the Middle Ages cleansing was thus applied primarily to > religious, as opposed to ethnic, minorities, as medieval Christianity > attempted to impose orthodoxy on nonbelievers. Despite prior episodes of > religious suppression, such as early Christians in Rome or the persecution of > non-Zoroastrians in Persia in the fourth century, it was only during the > Middle Ages that persecution of religious minorities became fully > institutionalized for substantial periods. > > Massacre and expulsion were the most common methods of religious cleansing, > which tended to target Jews, the only sizable minority in most countries. Jews > were thus expelled from England (1290), France (1306), Hungary (1349-1360), > Provence (1394 and 1490), Austria (1421), Lithuania (1445), Cracow (1494), > Portugal (1497) and numerous German principalities at various times. Spain was > unique among European countries because of its sizable Muslim population. > Having "tried" massacre in 1391, Spain expelled its Jews in 1492, then its > Muslims in 1502, forcibly Christianizing the remaining Muslims in 1526 and > finally expelling all Moriscos (converted Muslims) in 1609-14. > > In 1530 the Confession of Augsburg had explicitly laid down the principle of > religious homogeneity as the basis of political order. Cuius regio, eius > religio meant in effect that medieval states had begun to shape an orthodox > citizenry. Thus by revoking the Edict of Nantes in 1685, France indeed > initiated a process of "self-cleansing," as thousands of Protestant Huguenots > fled once denied freedom of worship. In this way, the Confession can be > considered the ideological cornerstone of modern cleansing, a process only > possible in centralized, absolutist states capable of enforcing "purity." > > Although still couched in religious terms, the first cleansings based > primarily on ethnic discrimination were carried out by England. In the 1640s > and 1650s, when war and plague swept away half the Irish population, England > seized the opportunity to expel most of the remaining Irish Catholics from > Ulster until, by 1688, 80 percent of their land was owned by English and > Scottish Protestants. London's motivation was primarily strategic: to prevent > Catholic Ireland from offering Catholic Spain or France a base of operations. > Displacement of the Irish population thus completed a kind of historical > cycle, as cleansing returned to patterns formerly established by the Assyrians > and Romans. > > In North America, meanwhile, those survivors of the sweeping removals of > native Americans conducted in the 1830s were settled in the Indian Territory. > Then the 1862 Homestead Act opened up much of the remaining Indian lands to > white settlers. In the two decades after 1866 the federal government proceeded > to assign Indian tribes to reservations. Those previously unconquered -- the > Sioux, Comanche, Arapaho and others -- resisted and were subsequently crushed. > > It was only in the nineteenth century that the complete destruction of an > ethnic group manifested itself as the goal of a state, when Turkey began > directing cleansing efforts against Greeks and Armenians. Having come to view > those minorities as enemies within, the Turkish sultan Abdul Hamid II > encouraged Kurdish depredations on Armenian villages until hostilities grew > into a veritable war. By 1894 Turkish regular troops had joined with the > Kurds, and about 200,000 Armenians were killed. In the 19I5 holocaust, > Armenians lost an estimated 1.5 million people more than half their population > as well as about 90 percent of their ethnic territory. Despite the strains > brought about by the First World War~, that genocide was clearly the > continuation, on a larger scale, of ongoing Turkish attempts to eliminate the > entire Armenian population. > > By the middle of the twentieth century cleansing was indeed carried out on > purely ethnic grounds, an outgrowth of paranoid fascist nationalism that > viewed "alien" groups as a threat to ethnic "purity." It is with the Nazi > campaigns against Jews that ethnic cleansing reached its height: annihilation. > Although Jews had for centuries been the victims of various forms of religious > persecution, twentieth-century nationalism lent Central and East European > anti-Semitism a largely ethnic character. > > The Nazi campaigns were an ethnic cleansing in the sense that they were > intended to remove Jews from territories of the Reich. The German term > Judenrein, "clean of Jews," which was used to designate areas from which > all Jews had been deported, testifies to this fact. But the Holocaust was much > more. It combined elements of deportation, expulsion, population transfer, > massacre and genocide. In that way it was "complete," truly a final solution. > Altogether about six million European Jews were murdered between 1933 and > 1945. About 250,000 Gypsies and an equal number of gays were also killed by > the Nazis. > > The Germans also practiced cleansing through deportation alone, without > (immediate) extermination; for instance the Germanization of Polish > territories incorporated into the Reich. Starting in October 1939 at Gdynia, > expulsion orders were often issued without warning and implemented at night. > Deportees were given between 20 minutes and two hours to collect what was > usually limited to one suitcase containing personal effects. German > authorities made no provisions for these deportees either on their way to or > in those Polish areas not incorporated into the Reich, where they were dumped. > In the first two years of German occupation 1.2 million Poles and 300,000 Jews > were transferred from these incorporated territories in the largest, but by no > means only, cleansing implemented by the Germans. > > Hitler also carried out a kind of reverse cleansing in his effort to > consolidate the Reich. Ethnic Germans (Volksdeutsche) were in effect cleansed > from Eastern Europe as they were recalled and resettled in Hitler's occupied > territories, especially western Poland. By spring 1942 more than 700,000 > Germans (and non-Germans claiming German origin) had been transferred from the > Baltic states, Bukovina, South Tyrol and elsewhere, and resettled in > territories Hitler sought to Germanize. > > After Hitler's megalomaniacal efforts began to collapse, advancing Russian > armies in turn forced most Germans back in their path. What ensued was the > largest and most sweeping ethnic cleansing in history: the removal of over ten > million Germans from Eastern Europe. The final decision to remove German > populations from Eastern Europe was taken by the United States, the U.S.S.R. > and Britain on August 2, 1945, in Potsdam. It is impossible to give exact > figures, but it is estimated that nearly 12 million Germans were cleansed from > Poland, Czechoslovakia, Hungary, Romania and Yugoslavia after World War II. > About 2.1 million of these died from a combination of war, hunger, cold and > disease. > > Germans were not the only group slated for cleansing. The Czech government, > with Stalin's consent, expelled 20,000 to 30,000 Hungarians by the end of > 1945. For various reasons, the Czech government later preferred to settle > "the Hungarian problem" through population exchange. A 1946 agreement between > Hungary and Czechoslovakia allowed for the eventual exchange of 31,000 > Magyars for 33,000 Slovaks. After both countries were communized the exchange > ceased. > > Within its own borders, the Soviet Union also cleansed about 600,000 people > from regions that had proved themselves "unreliable" in the war, such as the > autonomous Kalmyk, the Checheno-Ingush republic and the Karachaev region in > northern Caucasus. During the war Crimean Tartars formally requested > permission from Romania, the occupying power, to exterminate all Russians > remaining in the peninsula. When that request was denied, the Tartar Council > organized a mass slaughter on its own, killing between 70,000 and 120,000 > Russians. Consequently, Tartars too were transferred en masse by the Soviets > after the war. > > Twentieth-century communist ideology introduced yet another type of cleansing, > that of economic class. The destruction of propertied classes in Stalinist > Russia or Maoist China bore all the markings, including vocabulary, of an > "ethnic" cleansing. Marx applied Christian rejection of the Jew, once based on > religion but during his time transformed into racialism, to class analysis and > the elimination of certain "parasitic" groups. In this way, the patterns of > "self-cleansing" established in the Middle Ages had returned yet again, this > time manifested in the modern totalitarian state's own mechanism for ensuring > "purity," the purge. > > THE BALKAN TRAGEDY: ACT II > > EVENTS IN YUGOSLAVIA cannot be fully understood without their historical > antecedents. Especially in the Balkans, ongoing cycles of tragedy and atrocity > remain historically fresh and provide not only the context but the basis for > today's brutal cleansing campaigns. The gruesome events being played out in > former Yugoslavia are merely the second act of a tragedy that opened in April > 1941. > > Only about fifty years ago that is within the lifetime of an individual > Croatian nationalists carried out massacres of Serb civilians in a Nazi puppet > state comprising most of today's Croatia and Bosnia-Herzegovina. The Ustashi, > as these nationalists were known, regarded Croatia's more than two million > Serbs as a threat to national integrity. The Croatian minister of education, > for example, speaking at a banquet in June 1941, remarked that "one-third of > the Serbs we shall kill, another we shall deport and the last we shall force > to embrace the Roman Catholic religion and thus meld them into Croats." This > policy was officially enunciated later the same month by the governor of > western Bosnia, Viktor Gutich. In a speech at Banya Luka, Gutich urged that > the city, and all of Croatia, be "thoroughly cleansed of Serbian dirt." > > What followed was less a cleansing than a wholesale massacre. The list of > atrocities is staggering and seemingly endless. In one instance, in August > 1941 in the small Bosnian town of Sanski Most, two thousand local Serbs were > killed in three days of executions. In other villages Serbs were rounded up > and burned in their churches. Those trying to escape were gunned down. Others > were killed along ditches and then buried, or dumped into rivers. So many > corpses were thrown into the Danube in the summer of 1941 that German > authorities were forced to close the river to swimming. Some atrocities defy > belief. The Croatian fuhrer, Ante Pavelich, is supposed to have shown the > Italian author Curzio Malaparte a 40-pound basket of human eyes gouged from > his Serbian victims. Between May and October 1941 it is estimated that the > Ustashi killed between 300,000 and 340,000 Serbs. > > The extermination of Serbs was part of a wider campaign by Germany and its > allies. Hungarians who occupied parts of Yugoslavia massacred the Serbian > population of two large villages on the Serbian Orthodox Christmas in January > 1942, and killed another 15,000 Serbs and Jews in Novi Sad, the capital of > Vojvodina. About 2,000 of these were thrown alive into holes in the frozen > Danube. Bulgarians too obliterated several villages in southern Serbia. > Altogether about 750,000 Serbs, 60,000 Jews and 25,000 Gypsies were > annihilated. Others were expelled. In a clear example of cleansing, Bulgaria > uprooted 120,000 Serbs, and Hungary 70,000, from their portions of occupied > Yugoslavia. The deportees were given 24 hours notice and allowed one suitcase > and about six dollars. > > When the Croatian army finally surrendered in May 1945, the British promptly > turned over their prisoners to Marshal Josip Tito's Partisans. The Croats were > immediately marched south into Yugoslavia. Some 5,000 were shot just within > the borders of Slovenia, and over the next few days an additional 40,000 were > killed. Serbs marched several "death columns" across the country on foot, > denying their prisoners either food or water. Villagers along the route were > forbidden to offer the Croats food or drink, and all those who could not > complete the journey were shot. The exact number of Croats who died is > uncertain, but it is estimated at about 100,000. Such was the Serbian revenge. > > To some the horrors of a half-century ago may seem remote or unreal, but to > many in the Balkans these atrocities remain vivid to this day. One Serb in ten > died in that war, virtually every family lost someone, and many of the > survivors are still living. Thus even before the country collapsed, population > transfers were discussed extensively in the Yugoslav media. In 1991 the > popular Serbian magazine Nin featured an article about (voluntary) population > exchange between Serbia and Croatia. Bosnia and Krajina (a Serb enclave in > Croatia), it said, would remain in Yugoslavia. Serbs living in areas with a > Croatian majority would resettle in Vojvodina and other areas where the Serb > component had to be strengthened. Croats from Bosnia and Krajina would settle > in Croatia in houses abandoned by the Serbs. The Nin article appeared along > with the first violent clashes in Croatia, which started in Pakrac on March 1, > 1991. Already at that early stage-- before Croatia had even declared > independence, before full-scale war had even begun -- about 20,000 Serbs fled > Croatia, most for Vojvodina. > > Massive population transfers swelled as fighting intensified among > Yugoslavia's various factions. By the beginning of 1992 there were 158,000 > refugees in Serbia alone, the vast majority ethnic Serbs. Within one month of > Bosnia's declaration of independence on March 3, 1992, some 420,000 people had > fled Bosnia or were forced from their homes. According to the U.N. High > Commissioner for Refugees, by the end of that July the number of displaced > persons had reached 2.5 million. By August one-third of all Serbs who had > resided in Croatia had left; the number of ethnic Croat refugees was estimated > at about 10 percent of that republic's Croat population. There were also > 50,000 ethnic Magyars who fled to Hungary. > > While there are indeed extraordinary numbers of people who have been > displaced, not all of them have been technically "cleansed." From the very > start, fear itself created large numbers of refugees. There are thus those who > fled "voluntarily," like the initial 20,000 Serbs who "moved" to Vojvodina. > There are others who, once their towns were taken by enemy forces, were simply > too afraid to stay. Such was the evacuation of Jajce, which fell in October > 1992, whose 25,000 survivors went to Travnik. These people are technically > "voluntary" refugees, but the line separating them from the cleansed has worn > increasingly thin. > > The thousands who have been forced to leave their towns by partisans in the > war, especially those made to leave even after an area has been militarily > secured, belong unequivocally to the category of ethnic cleansing. These > people are removed for ethnic and strategic considerations and are clearly > victims of cleansing campaigns. In the Sanjak, for instance some 70,000 > Muslims out of a prewar population of 200,000 were terrorized into fleeing > their homes. In another case, Serb guerrillas encircled the village of > Turalici, cut off all communications and went door to door, throwing out > everyone they could find before setting the village afire. This was a "gentle" > cleansing, no one was known to have been killed or raped. Often those carrying > out a cleansing loot all they can find TV sets, washing machines, bicycles. > Cleansing thus has economic motivations as well. > > These campaigns to create ethnically homogenous regions are, in the history of > ethnic cleansing, unique in only a few regards. First, much ethnic cleansing > has been carried out not by regular government troops but rather by irregular > civilian forces. This is perhaps inevitable in what may be considered a > "civil" war. But the fact also attests to the very personal nature of the > animosities in many areas of the Balkans, with some families resuming feuds > that were frozen since the end of World War II. Civilian fighters have carried > out what they understand to be their "duty as patriots," sometimes committing > atrocities on their own initiative, even if aware of higher-level, of official > and semiofficial encouragement and expectations. > > Another "innovation" has been the creative use of prisoner of war camps. While > the men are held in camps, the women are presented with an ultimatum: the > prisoners will be released only if families agree to leave the territory. Some > 5,000 Muslim families from Bihac "expressed" such a desire, according to > Bosnian Serb authorities, and signed kinds of affidavits to that effect. In > August 1992, Croats and Muslims estimated at 70,000 the number of prisoners > held by Serbs in some 45 camps; Serbs claimed that 42,000 compatriots were > detained in 21 camps, where 6,000 prisoners had died. Since the Serbs control > most of Bosnia, they are in a position to conduct much of their cleansing in > this manner. > > There is also overwhelming evidence of mass rape perpetrated against mostly > Muslim, but also Croat, women. The number of women raped is estimated to range > from 30,000 to 50,000. Although rape has long been a concomitant of war, > organized rape is fairly rare. In the Second World War, for instance, Japanese > authorities kidnaped thousands of Korean and Filipino women to serve in > army-run brothels. In Yugoslavia thousands of women, many of them minors, have > also been interned in rape camps. Female refugees have testified to this and > other mistreatment, and large numbers of these reports have been documented. > The pattern of rape is too consistent and widespread to be dismissed as > propaganda or mere lapses in the discipline of individual soldiers. Some > Serbian fighters claim they were ordered to rape, just as they were also > ordered to kill (mostly male prisoners) in order to "toughen" themselves up. > > It is possible that, at least initially, rape was not intended as an > instrument of ethnic cleansing. As in many wars, rape may have been viewed > with a blind eye, permitted in order to "boost morale" or "reward" the soldier > or to inflict lasting humiliation and demoralize the enemy. Cleansing per se > may have been an unintended effect. But as the stigma of rape was seen to be > effective in driving away women and their families from the lands that Serbs > sought to conquer, rape indeed became a new and gruesome weapon in the ancient > quiver of ethnic cleansing. > > SOURCES AND CONSEQUENCES OF CLEANSING > > THE FORCES THAT DRIVE such atrocities are of course larger and far less > scientific than "simple" strategic motivations. The attitudes and emotions > that define the relations between different peoples are extraordinarily > complex. Discrimination and prejudice provide the thread that ties together > the long history of religious and ethnic cleansing. > > In the Balkans, too, bigotry has fueled the fighting on all sides. While > grudgingly acknowledging that Croats have a higher standard of living that > they are in effect more "European" Serbs may dismiss them as effete or > submissive, a people that has willingly served stronger Austrian or German > masters. Likewise, Serbs may regard Bosnian Muslims as the descendants of > Slavic "turncoats" who converted to Islam under Turkish rule, a time when it > was most opportune. In contrast, the perception is passed among Serbs > themselves that they are a heroic, independent and virile race, a tenacious > fighting people who were among the first to throw off 400 years of Ottoman > domination. These historic feats, as well as Serbia's well-established claims > to statehood, entitle it to lead the other (often ungrateful) South Slavs, who > in turn regard the Serbs as domineering brutes seeking continually to impose > their will and to infuse nastiness into their relations with other peoples. > > The hollowness and exaggeration of these claims are revealed as each side will > alternately emphasize their common roots when it indeed suits its purposes. > Before the war, for example, when the Serbs still hoped to keep Bosnia in > Yugoslavia, the media frequently highlighted similarities with the Muslims, > while Croats often stressed that Bosnia had been part of historical Croatia > and that most Bosnian Muslims were originally of Croatian descent. > > The difficulty of bridging prejudice will only be compounded by the wellspring > of fresh fresh atrocities that this latest Balkan war provides. Particularly > troubling, if the abuse is indeed as widespread as reported, is how a > generation of "half-breed" children, spawned of rape and "corrupted" with the > blood of another ethnic group, will be received and cared for among > populations that will have concluded a brutal war in which the purity, and > indeed the very survival, of nationalities has been held so consciously in the > fore. > > Ultimately, whether compelled by deliberate attempts at cleansing or by the > "voluntary" flight of refugees, the processes that have shifted thousands of > lives in the Balkans will accomplish the same end. War, prejudice and a > desire, finally, to be left in peace will have transformed the peninsula into > a land more closely resembling other parts of Europe that have already > undergone their own tragic upheavals. The Balkans too may become a patchwork > of ethnically distinct territories. With no sizable minorities left within any > state and with the warring factions securely walled off behind "national" > boundaries, the best that can be hoped for is that the motors of conflict will > be disabled and the fatal cycles of violence that have marred Balkan history > will finally have reached their end. > -- > David Davidian dbd@urartu.sdpa.org | > S.D.P.A. Center for Regional Studies | > P.O. Box 382761 | > Cambridge, MA 02238 | > --- > W. Fred Rump office: fred@compu.com Es war einmal! > 26 Warren St. home: fr@icdi10.compu.com > Beverly, NJ. 08010 > 609-386-6846 bang:uunet!cdin-1!icdi10!fr